Low-dimensional organization of angular momentum during walking on a narrow beam

Low-dimensional organization of angular momentum during walking on a narrow beam


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ABSTRACT Walking on a beam is a challenging motor skill that requires the regulation of upright balance and stability. The difficulty in beam walking results from the reduced base of support


compared to that afforded by flat ground. One strategy to maintain stability and hence avoid falling off the beam is to rotate the limb segments to control the body’s angular momentum. The


aim of this study was to examine the coordination of the angular momentum variations during beam walking. We recorded movement kinematics of participants walking on a narrow beam and


computed the angular momentum contributions of the body segments with respect to three different axes. Results showed that, despite considerable variability in the movement kinematics, the


angular momentum was characterized by a low-dimensional organization based on a small number of segmental coordination patterns. When the angular momentum was computed with respect to the


beam axis, the largest fraction of its variation was accounted for by the trunk segment. This simple organization was robust and invariant across all participants. These findings support the


hypothesis that control strategies for complex balancing tasks might be easier to understand by investigating angular momentum instead of the segmental kinematics. SIMILAR CONTENT BEING


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February 2021 INTRODUCTION Walking on a narrow beam is a demanding motor skill that requires the control of dynamic stability, defined as the ability to reduce self-initiated or external


perturbations via inherent restoring moments to avoid loss of balance. Due to the reduced base of support of the beam and the intrinsic variability of the human, walking tends to become


unstable in the medio-lateral (ML) direction1. Walking on a beam has been investigated in multiple studies over the last two decades. For instance, several studies examined the effects of


age on balance control2, the effects of physical guidance on motor learning3 and the neural activation associated with loss of balance control4. More recently, Sawers and colleagues used


beam walking as an experimental paradigm to investigate how long-term training affects muscle synergies5 and how individual differences in proficiency may inform therapists about clinical


problems6. It is important to note that in all these studies, participants were asked to fold their arms in front of the body to isolate “locomotor balance” from the complex arm movements


typically employed to assist balance control. Hof suggested that for a standing human only 3 mechanisms are available for the control of dynamic balance7,8: (1) the shift of the


center-of-pressure under the feet with respect to the vertical projection of the center-of-mass (COM), (2) the rotation of the body segments to counterbalance the variations of the angular


momentum (AM), and (3) the application of external forces. The first strategy has been usually referred to also as “ankle strategy”9, while the second one comprises the “hip strategy”9, i.e.


rotation of the upper body segments around the ankle or hip joint, respectively. These mechanisms can also be exploited to maintain balance in the ML direction when walking on a narrow


beam, although shifting the center-of-pressure under the feet becomes a relatively ineffective balancing strategy, as the beam has a limited width. If holding onto an external object to


apply an external force is not possible, rotating the body segments to create compensatory angular momenta remains the only effective strategy. A systematic investigation of the angular


momentum during beam walking thus might provide deeper insights into the control strategies in such challenging balancing tasks. The angular momentum is a physical quantity that


characterizes the rotational inertia of an object or a system of objects about an axis. In any inertial reference frame, the AM of a system is a conserved quantity as long as no external


forces or torques act on the object. This is the consequence of Euler’s dynamic laws of motion, according to which the derivative of AM is equal to the external torques applied to the


body10. During walking, however, ground reaction forces are constantly acting on the feet, inducing considerable variations of the AM that need to be controlled11. Multiple studies in


biomechanics and motor control have examined the AM to characterize the mechanisms underlying locomotion and balance control11,12,13,14,15. These studies have inspired the design of robust


motion generation policies for robots and computer graphics applications16,17,18,19. Importantly, the AM is computed with respect to an axis about which the object rotates in space,


rendering it a relative measure. In biomechanical studies, it has been common practice to compute the AM with respect to the axis passing through the whole-body center-of-mass. However,


given the complex dynamics of articulated limbs when walking on a beam, it is not a priori guaranteed that this axis is the only or most appropriate choice. The aim of this study was to


investigate the coordination of a complex whole-body movement such as walking on a narrow beam. We collected movement kinematics of 16 healthy participants that were asked to complete 20


successful walks on a very narrow beam placed on the floor. Analyzing the rotations of the body segments projected into the medio-lateral plane, the segmental AM contributions were computed


with respect to 3 different axes: (1) the axis perpendicular to the ML plane through the average center position of the head, (2) the axis perpendicular to the ML plane and passing through


the COM of the whole body, and (3) the axis perpendicular to the ML plane through the center of the beam on the floor. The choice of the axis through the head was motivated by previous


studies that showed that stabilization of the head might be an important control principle for many locomotion tasks20. The long axis of the beam was chosen because the human body can be


seen as an inverted pendulum that rotates about this axis. The analyses of the AM components were confined to rotations in the ML plane with respect to those axes parallel to the walking


direction. Analyses of kinematic variations revealed a very complex structure with large inter-individual differences and no apparent invariances. In contrast, analyses of the AM with


respect to the axis along the beam rendered a very parsimonious description of the observed coordination patterns showing a low-dimensional structure of the AM. These findings suggest that


the underlying control strategy might aim at minimizing the variation of the AM about this axis. RESULTS While walking on the 3.4 cm-wide beam, participants displayed highly variable motor


behavior, using a wide range of strategies in order to maintain or regain balance. As an illustration, Figure 1a displays 4 series of body postures that participants adopted during 4 typical


trials; 3 were successful and one was unsuccessful and the participant had to step off the beam. Participants displayed not only large trunk movements, but also large and variable movements


of both arms. When at the brink of falling off the beam, they also abducted their legs. Movies from a set of experimental trials are provided as supplementary material to this article. As


one index to quantify the degree of balance, Figure 1b depicts the time series of the medio-lateral velocity of each of the participants’ whole-body center-of-mass (VCOM). The root mean


square (RMS) of this variable was computed over 15% to 85% of the duration of each successful trial or over the last 3 seconds prior to loosing balance. The interval for this computation is


highlighted in grey in Figure 1b. Comparison of the VCOMRMS for all successful and unsuccessful trials confirmed that the variations in successful trials were significantly smaller, VCOMRMS 


= 0.03 ± 0.01 m/s, than in those trials when participants lost their balance, VCOMRMS = 0.15 ± 0.08 m/s, t139 = −170.6, p < 0.001. The highly variable behavior was also evident in a


principal component analysis (PCA) applied to the relative orientations of the segments. Figure 2a shows the variance accounted for (VAF) for the successful trials as function of the number


of principal components, averaged across 16 participants. The whole-body movements required on average 8 components to account for at least 95% of the variance. After applying a VARIMAX


rotation, we obtained components with average sparsity indexes ranging between 0.65 and 0.91 (Fig. 2b). By definition, the sparsity index is 1 if only one single element of the vector is


different from 0, when more components are non-zero then sparsity is lower than 1 (see Methods for more detail). All components accounted for similar amounts of variance (Fig. 2c). In order


to test whether participants have improved over the 20 trials and changed their strategy, we split the 20 trials in 2 blocks: block 1 comprised the first 10 successful trials, block 2 the


second 10 successful trials. The same PCA was applied to the covariance matrices associated with the 2 blocks. We found that for both blocks 8 components were needed to account for 95% of


the variation associated with the data. Comparing the components of the 2 blocks revealed that they were similar, _S_ = 0.90 ± 0.14. This average similarity index _S_ was quantified as the


dot product between 2 components, normalized with respect to their norms. By definition, the index _S_ is equal to 1 when the components are proportional (see Methods for details). These


results suggested that subjects’ strategy did not change significantly across the duration of the experiment, i.e., there was no sign of learning effects. In order to assess the


inter-individual variations of the kinematic coordination structure, we applied a cross-validation procedure. For this purpose, the principal components of a single participant were used to


predict the data from each of the other participants. The amount of variance explained for all pairwise comparisons was low, the average VAF was 44.05 ± 26.45%, indicating little consistency


between the kinematic strategies of the individual participants. Given this high dimensionality and large inter-individual differences in the kinematics, we proceeded to calculate the


angular momenta of the body segments. While the typical axis used for this calculation is the axis through the whole-body COM, we also calculated AM with respect to 2 additional axes, one


parallel to and through the beam and one through the central position of the head. Figure 3 shows the temporal evolution of the angular momentum through the 3 axes from the trial in the top


panel of Figure 1. While the 3 time series are visibly correlated, they also display considerable differences in amplitude and variability. These qualitative observations were confirmed by


the average correlation coefficients (_R_) and RMS values (LRMS) associated with the angular momenta, which are summarized in Table 1. Applying principal component analysis to the AM


computed with respect to the different axes revealed substantial differences between the segmental coordination patterns. Figure 4a shows the cumulative variance accounted for each of the 3


axes. Before averaging, the principal components associated with different participants were paired and grouped according to their similarity. While 4 or 5 components were required to


account for about 95% VAF for the whole-body COM and the head, the center of the beam as reference axis needed only one single component for a comparable VAF. Figure 4b depicts the first 5


components for the 3 axes after a VARIMAX rotation. There were considerable differences between the 3 axes with respect to the structure of the extracted components. However, the axis


through the beam center showed a particularly simple structure: the first PC was associated mainly with the trunk segment, the second and the third PCs with the left and right arm, and the


fourth and the fifth PCs with the left and right leg. The similarity index _S_ between the components identified with respect to the axis through the head and through the COM was _S_ = 0.80 


± 0.10. Similarly, for the components computed with respect to the head axis and the beam axis, _S_ = 0.60 ± 0.03. For the sets of components associated with the whole-body COM axis and the


beam axis, _S = _0.63 ± 0.07. These moderate values of similarity give evidence that the segmental patterns of covariation were highly dependent on the reference axis chosen for the


computation of the AM. Further, the analysis of the sparseness of the components revealed that the PCs computed with the beam axis were on average sparser than the corresponding PCs for the


other 2 reference axes. This implies that using the beam center as axis rendered the lowest-dimensional description of the underlying signal space. Figure 4c illustrates how the variance was


distributed across the different components. When AM was computed with respect to the head axis, all components accounted for a comparable amount of data variation, with PC1 accounting for


the smallest amount. In contrast, using the COM or the beam as axis, the biggest contribution to data variation came from the first component alone, leaving only a small amount of variance


to be explained by the other components. For the beam axis, PC1 accounted for approximately 90% of the variance. Moreover, for the latter case, the average similarity of PC1 across different


participants was high, _S_ = 0.99 ± 0.01. This indicates that the component accounting for the majority of the variance was also relatively invariant across participants. To test whether


these results changed across practice, the data were again split into 2 blocks (first 10 and second 10 of the successful trials) and PCA was applied separately to each block. There were no


noteworthy differences between the identified components, suggesting that there were no performance improvements during the experiment. When the AM was computed with respect to the head axis


_S_ was 0.93 ± 0.11 between block 1 and block 2. When the AM was computed with respect to the COM, _S_ was 0.94 ± 0.13, and when the center of the beam was taken as reference axis _S_ was


0.99 ± 0.02. The amount of variance accounted for by the first 5 PCs was always higher than 95%. As with the kinematic results, we also quantified the reproducibility of the coordination


structure between participants with a cross-validation procedure (see Methods). Using the components of a single participant, we predicted the data from other participants. With all pairwise


comparisons conducted for each of the 3 axes, the reproducibility measure was substantially lower for the whole-body COM reference axis, VAF = 86.67 ± 9.77%, and for the head axis, VAF = 


75.44 ± 23.80%, than for the beam axis, VAF = 98.93 ± 0.92%. These results show that the differences between individuals were much attenuated and again confirmed the robustness of the AM


patterns with respect to the beam axis. One might argue that the single dominant contribution to the AM from the trunk is a trivial consequence of the fact that the trunk is the body segment


with the largest mass. This might obscure the structure of the more complex coordination patterns of the arms and the legs. To evaluate this objection, we applied PCA to a reduced data set


that included all AM contributions, except the one of the trunk segment. The results of this analysis are summarized in Figure 5. Figure 5a shows that even in this case 5 components


explained about 95% of the variance, separately for each axis. The amount of variance that could be accounted for using one single component was however notably smaller in Figure 5a than in


Figure 4a. For instance, 3 components, instead of one, were needed to account for 90% of VAF when the AM was computed the beam axis. Figure 4b depicts the first 5 principal components for


the 3 axes. As above, the sets of principal components of different participants were paired and grouped according to their similarity before their averages were computed. There were still


considerable differences between the 3 axes with respect to the structure of the identified components. Remarkably, the components relative to the beam axis retained their particularly


intuitive structure, similar to what was seen in Figure 4b. Now, however, PC1 was associated mainly with the head segment, whereas the other 4 components were associated with the 2 arms and


the 2 legs (Fig. 5b). Figure 5c illustrates how the variance was distributed across the different components. Similar to the full set of components in Figure 4c, when the AM was computed


with respect to the head axis, all components accounted for a comparable amount of data variation. For the COM and the beam axis, however, the amount of VAF associated with PC1 was much


lower than in Figure 4c and is comparable to the VAF associated with the other components. These results therefore support the conclusion that, even when the trunk was excluded from the


analysis, the AM organization associated with the beam axis was still revealed simpler coordination patterns. This suggests that the simple AM organization was not the trivial consequence of


the large mass of the trunk. In order to assess the contributions of specific body segments to the coordination of the AM we quantified the percentage of VAF by head, trunk, arms and legs


separately. The results are summarized in Table 2. Clearly, the legs alone accounted for the largest amount of variance when the AM was computed with respect to the head axis. This


percentage was substantially lower for the whole-body COM and the beam axis. In contrast, the trunk segment accounted for the largest percentage of the VAF when the AM was computed with


respect to the beam axis. Its contribution was smaller for the other 2 reference axes. The arms provided similar contributions when the AM was computed with respect to the head or the COM


axes, but their contribution was smaller when computed with respect to the beam axis. Besides the 20 successful trials that each participant accomplished during the experiments, we also


analyzed the sets of unsuccessful trials during which participants lost their balance before arriving at the end of the beam. More specifically, for each participant we applied the same PCA


with VARIMAX rotation to the segmental orientations and computed the AM contributions with respect to the beam axis. The analysis was restricted to the last 3 seconds prior to termination,


defined as the moment when one foot touched the ground. The principal components of the unsuccessful trials were then compared to those of the successful ones. Using the same


cross-validation procedure as above, we quantified to which extent the principal components in the successful trials could account for data variation in the unsuccessful trials. For the


segmental kinematics, 8 principal components were needed to account for 95% of the variance in the unsuccessful trials, VAF = 93.93 ± 2.46%. The similarity between the components in


successful and unsuccessful trials was relatively high, but was highly variable, _S_ = 0.88 ± 0.21. Moreover, the principal components of the successful trials could not account for much of


the variance in the unsuccessful trials, VAF = 63.22 ± 15.32%. These results suggested that when participants started to lose balance they recruited different kinematic strategies than the


ones in the successful trials. When testing the segmental AM contributions, we found that in the unsuccessful trials 5 principal components could always account for at least 99% of the


variance and that these components were very similar to those associated with the successful trials, _S_ = 0.95 ± 0.11. Moreover, the cross-validation procedure revealed that the principal


components in the successful trials reconstructed the AM variation in the unsuccessful trials with high approximation, VAF = 98.75 ± 0.71%. These results therefore suggest that while the


kinematic coordination deviated from the steady-state pattern, the loss of balance was not preceded by a recruitment of altered AM components. The low-dimensional AM organization that


characterized both successful and unsuccessful trials suggests that the AM pattern arose from a linear combination of invariant AM patterns (the PCs). To further examine this conjecture, the


linear weights associated with the PCs were analyzed. The specific hypothesis was that loss of balance was brought about by a different combination of the principal components in comparison


to the successful trials. To investigate this hypothesis, the coefficient of the first AM principal component (PC1), explaining at least 90% of the variance, was related to a task variable


that characterized the degree of balance. The task variable that quantified ML balance, the ML velocity of the center-of-mass (VCOM) was chosen (Fig. 1b). Differences in the coefficients of


successful and unsuccessful trials should reflect different recruitment processes of the component. More specifically, we hypothesized that the RMS value of the time series of the linear


weight of PC1, computed within each single trial, should be predicted by the RMS of the time series of the VCOM, VCOMRMS, split by the type of trial (successful/unsuccessful) and their


interaction. A multiple regression revealed that such a linear model predicted a significant amount of the variance associated with the weight, F3,454 = 118.03, p < 0.002, R2 = 0.44,


R2adju = 0.43. Further, the type of trials did not significantly predict the coefficient, β = −0.112, t457 = −0.589, p > 0.05. In contrast, both VCOMRMS (β = 56.66, t457 = 8.06, p < 


0.001) and the interaction between trial type and VCOMRMS (β = −22.51, t457 = −6.30, p < 0.001) were significant predictors. The β values indicate the slopes associated with the


corresponding predictor in the regression equation. Taken together, the regression results showed that the weight of PC1 was approximately 2 times larger in the successful trials than in the


unsuccessful ones (see Fig. 6). This implies a weaker recruitment of this component in the instants prior to balance loss compared to the recruitment of the same component during the


successful trials. DISCUSSION The overall goal of this study was to investigate possible control strategies underlying the observed coordination during a challenging balancing task, walking


on a narrow beam. We found highly variable and complex kinematic patterns with large-amplitude movements of the trunk, arms and legs. This high variability in the kinematic patterns was


reflected in the high dimensionality of the relative orientations of the segments as quantified by a PCA. In addition, there appeared to be little or no consistency of patterns across the


different individuals, indicating a lack of invariance underlying the organization of the movements. Contrasting with this result, the analysis of the AM revealed a much simpler pattern.


Applying PCA to the AM structure of the different body segments, we were able to find a low-dimensional and coherent structure. This was especially the case when the AM was computed with


respect to an axis aligned with the beam. In contrast, when the AM was computed using the axes through the whole-body COM or the head, the revealed structures required more components to


approximate the data. Beam walking has been investigated in multiple previous studies2,3,4,6. However, in all these experiments, participants walked on the beam with their arms folded in


front of the body. The implicit or explicit reason was to isolate the locomotor task from disturbances arising from the complex and irregular arm movements. Simplifying the analysis of the


balancing components by excluding the influence of the arms can be advantageous when pursuing clinical goals6. However, it remains an open question how humans might control their entire body


including their arms to regulate balance. To answer this question, we opted to not impose constraints on the arm movements and allowed maximal freedom on the choice of motor strategies to


maintain balance. Indeed, participants moved their arms extensively (as visible by the loadings in PC1 to PC7 in Fig. 2), suggesting that the arms likely played a role in the control of


balance. This conclusion was also corroborated by the finding that 2 out of the 5 AM components were related to the arms. This underscores that to understand the control of locomotor balance


under relatively unstable conditions, it is necessary to examine arm movements. How can these results shed light on the control of balance? Our results might be interpreted with a


two-layered control framework21,22: an “execution” level and a “task” level. Rotating the body segments to control the whole-body AM about the beam axis to minimize the risk of falling may


reflect a control strategy that is concerned with lower-level variables, such as segmental AM contributions. This view is supported by the simple AM structure: the trunk, as a segment with


comparably high mass (about 43% of the total body weight23) and located relatively far away from the axis dominates the decomposition of the AM. The 2 legs and the 2 arms, which have much


smaller mass, are components that can be used for finer control or as measures of “last resort” to avoid loss of balance. This interpretation is supported by the fact that the the RMS values


of PC weights associated with the upper- and lower-limb components increased during the unsuccessful trials before participants lost balance and stepped off the beam (see supplementary Fig.


 S1). Note that the analysis that eliminated the trunk component ruled out that all structure was generated by the trunk component. At the task level the human body might be approximated by


an inverted pendulum that rotates about the axis that is defined by the contact of the feet with the beam24,25. Therefore, the corrections at the execution level might aim to ensure the


dynamic stability of the inverted pendulum. This raises the question how the body is controlled to assemble and regulate this inverted pendulum? Note that an inverted pendulum is by


definition unstable. Therefore, there has to be at least one additional degree of freedom to afford stability: either a joint at the hip to form a double-pendulum, or a joint at the tip of


the pendulum connected like a T-bar. Interestingly, these 2-DOF linkages map into well-known strategies when balancing: a two-DOF system may be achieved by moving around the hip joint, the


so-called hip strategy, well known in postural control9. The “T-bar model” is realized when the 2 arms are extended horizontally or even enhanced by rope walkers who hold a long horizontal


bar, evidently to help them maintain stability. The observation that the left and right arms are indeed the second and third PC is consistent with this T-bar model. The hypothesis that at


the task level the whole-body system may be approximated as an inverted pendulum does not contradict the fact that, at the execution level, a complex motor strategy may be applied. The


approach to approximate and simplify the whole body at the task level has revealed to also be useful in the control of robotic systems26,27. While balance of an inverted pendulum can be


achieved by applying, for example, zero-moment-point control, more refined control requires more accurate models28,29,30. Analysis of the unsuccessful trials provided interesting insights


into the strategies that participants recruited in the last 3 seconds before losing balance. Regardless of the chosen axis used for the AM computation, the AM components recruited in this


interval were similar to the ones recruited in the successful trials. On the one hand, this suggests that losing balance cannot be attributed to the recruitment of a “wrong” set of


components. Instead, the analysis suggests that the “right” components may be not be recruited properly, i.e. with the wrong linear weights, to assure balance recovery. The linear regression


analysis seemed to support this hypothesis. In the unsuccessful trials, the activation of the most important component (PC1) was much lower than its activation during the successful trials,


given a specific amount of dynamic instability VCOMRMS. This can be interpreted as a decrease of control effort and one possible cause of the loss of balance. However, the experimental


procedures were designed for the successful trials and more work is needed to develop more suitable procedures to reveal how the AM components are recruited and whether a deficient


recruitment process can lead to loss of balance. Angular momentum during walking has been investigated as a possible diagnostic measure for individuals with movement deficits caused, for


instance, by a stroke31,32,33,34,35,36,37. Analysis of gait stability in terms of the structure of angular momentum around different axes may inform clinicians about individual deficits and


may point to novel rehabilitation protocols for patients with balance problems. Our results showed that the RMS value of the medio-lateral velocity of the COM and the scalar coefficient of


the first principal component can discriminate between successful and unsuccessful trials. Hence, the coefficients of the AM principal components may be informative for the assessment of


balance problems and motor recovery during rehabilitation. Similarly, the number and amount of variance of principal components might help discriminate between different pathological changes


and help in the design and assessment of individual rehabilitation protocols. While the more standard clinical measures of functional impairment, such as the velocity of the COM, are easier


to obtain, the typical clinical measures tend to be global descriptors. We conjecture that the parameters of the low-dimensional organization might be more sensitive to specific


pathological factors and ultimately more precise and specific as diagnostic tools. Our study showed that computing the AM with respect to axes different from the typically used axis of the


whole-body COM provide novel and interpretable results. An interesting question therefore arises whether these methods and results generalize to other walking conditions. On the one hand,


normal walking on flat ground is comparatively stable in the ML plane and analysis of the AM with different axes may not provide new information as the limb rotations in the ML plane are


comparatively small. For example, the computation of the AM along the sagittal plane might provide useful insights as walking implies a rotational motion about the ankle of the standing leg


in the sagittal plane. Similar considerations apply to walking on stairs or slopes15,16. On the other hand, analysis with respect to the reference axis of the head may prove insightful for


many other balance-challenging walking conditions as head stabilization is an important reference for control during several locomotion tasks20. In conclusion, our results may serve as


stimulus to consider alternative axes when analyzing whole-body control in locomotory tasks. METHODS PARTICIPANTS Sixteen healthy participants completed the experiment (11 males, 5 females,


ages 27 ± 4 years, mass 70 ± 11 kg, height 1.76 ± 0.09 m). All participants were in good health and had no previous history of neuromuscular disease. The experiment conformed to the


Declaration of Helsinki and written informed consent was obtained from all participants according to the protocol approved by the ethical committee at the Medical Department of the


Eberhard-Karls-Universität of Tübingen, Germany. Participants appearing in the figures or in the supplementary videos provided informed consent for publication of identifying


information/images in an online open-access publication. KINEMATIC MEASUREMENTS Kinematic data were collected with a Vicon motion capture system with 10 infrared cameras (Oxford, UK), which


recorded the 3D positions of spherical reflective markers (2.5 cm diameter). The markers were attached with double-sided adhesive tape to tight clothing worn by the participants (Fig. 7a).


Marker placement followed the Vicon’s PlugInGait marker set. The sampling rate was set at 100 Hz; spatial error was below 1.5 mm. To create a challenging condition for balance control


participants walked on a very narrow beam (3.4 cm wide, 3.4 cm high, 4.75 m long). The beam was fixed to the ground with strong double-sided adhesive. In the Vicon frame of reference the


axis parallel to the beam was defined as the _x_-axis (Fig. 7b); the axis perpendicular to the beam was defined as _y_-axis, with positive pointing leftward with respect to the direction of


motion; the third axis parallel to the gravity direction was defined as _z_-axis, pointing upward. EXPERIMENTAL PROCEDURE Each participant was asked to walk barefoot from one end of the beam


to the other. Starting from a standing position with the left foot on the beam and the right foot on the ground, he/she started walking after the experimenter gave a go-signal and started


the movement recording. Importantly, participants were allowed to freely move their arms to maintain balance and there were no time constraints. After reaching the end of beam, the


participant stepped off the beam with both feet on either side of the beam and stood still until the movement recording was stopped. A typical successful trial lasted between 4.51 and 23.28 


seconds. The participant then returned to the starting position. If the participant lost balance and stepped off the beam before reaching the end, the experimenter stopped the recording and


the participant returned back to the starting position. A typical unsuccessful trial lasted between 0.96 and 18.89 seconds. Each participant performed trials until 20 successful trials were


completed. After each trial, participants were allowed to take a short rest if needed. Participants needed on average 34 ± 16 trials to achieve 20 successful trials. While there were 14


unsuccessful trials per participant, this number varied widely between 0 and 52 trials across individuals. DATA ANALYSIS Commercial Vicon software was used to reconstruct and label the


markers, to interpolate between short missing segments of the trajectories, and to compute the center-of-mass (COM) of the whole body. Kinematic analysis was performed off-line using Matlab


v.R2015a (The Mathworks, Natick, MA). Before analysis, kinematic data were low-pass-filtered using a Butterworth filter with a cut-off frequency of 20 Hz. To exclude transient behaviors,


only the time windows between 15% and 85% of the duration of each successful trial were considered for analysis. For each unsuccessful trial only the last 3 seconds before the participant


stepped off the beam were considered. Unsuccessful trials shorter than 2.5 seconds were excluded from the analysis. After this exclusion, there were 151 unsuccessful trials in total, on


average 9 ± 12 trials per participant, varying between 0 and 39 trials across individuals. As this study was mainly interested in understanding the organization of the kinematics and the AM


for balance control in the medio-lateral (ML) plane, the kinematic analysis was confined to this ML plane. RELATIVE ORIENTATIONS OF THE BODY SEGMENTS The human body was modeled as a


kinematic chain composed of 14 rigid segments: head, trunk, left and right upper arms, forearms, hands, thighs, shanks and feet. The spatial coordinates of the extrema of each segment (i.e.,


the ends of each link) were derived from the motion capture data. For the head, the first coordinate was obtained computing the average position between the centers of rotation of the left


and right shoulder, the second coordinate was defined at the average position of the 4 markers attached to the head. These coordinates were used to determine the axis parallel to the beam


but through the head. For each hand, one extremum coincided with the wrist joint, and the other one with the marker applied to the base of the index finger on the back of the hand. For each


foot, the first extremum coincided with the ankle joint of rotation, the second extremum with the marker applied on the top of the big toe. The 3D spatial coordinates of the joints of


rotation were projected onto the ML plane by setting the coordinates of the joints of rotation along the beam direction (_x_-axis) to zero. For each segment, its relative orientation was


computed as the angle between that segment and its proximal and adjacent segment. The orientation of the trunk segment was computed with respect to the _z_-axis. ANGULAR MOMENTUM The


contribution L _i_ (R _p_ ) of each segment to the whole-body angular momentum (AM) with respect to an axis of rotation passing through the point _P_ was computed as follows:


$${{\bf{L}}}_{i}({{\bf{r}}}_{P})=({{\bf{r}}}_{COM,i}-{{\bf{r}}}_{P})\times {m}_{i}({{\bf{v}}}_{COM,i})+{{\bf{I}}}_{i}{{\boldsymbol{\omega }}}_{i}$$ (1) where R_COM_,_i_ indicates the


position vector of the center-of-mass of the _i_-th segment, V_COM_,_i_ its corresponding velocity, I _i_ its inertial tensor, and ω _i_ its corresponding 3D angular velocity. R _p_


indicates the position vector of the point _P_. For each segment, the position of the corresponding center of mass and the inertial tensors I _i_ were computed using average human


anthropometric data and the kinematic measures derived from the motion capture data38,39,23. As the analysis focused on the movements in the ML plane, only the AM component parallel to the


_x_-direction was considered. This is the component of the vector L that causes rotations of the body segments in the ML plane. For each participant, the AM was computed about 3 axes passing


through 3 different points in the ML plane (Fig. 7b): (1) the average position of the head computed across all trials, (2) the position of the whole-body COM over time, and (3) the center


of the beam. The center of the beam and the average position of the head of each participant were fixed points in the ML plane. In contrast, the position of the whole-body COM changed over


time. However, it is well known that, for the COM, the derivative of the AM computed with respect to the _x_-axis passing though the COM is always equal to the external moments applied to


the body. The Euler’s law10 was therefore always valid independently of the chosen axis. The total AM was computed by summing the contributions of all body segments:


$${\bf{L}}({{\bf{r}}}_{P})={\sum }_{i=1}^{14}{{\bf{L}}}_{i}({{\bf{r}}}_{P}),$$ (2) INDEX OF STABILITY The velocity of the whole-body center-of-mass along the ML direction, VCOM, showed


marked fluctuations in time, coincident with variations in segmental kinematics (see Fig. 1 for illustration). To characterize this ML velocity, the root mean square error (RMS) was


calculated over the specified duration of each successful and unsuccessful trial VCOMRMS. ANALYSIS OF DIMENSIONALITY Principal component analysis40 (PCA) is an unsupervised learning method


that allows to decompose an input matrix X into the linear combination of a finite set of orthonormal basis vectors, referred to as principal components. These basis vectors are weighted by


a set of scalar coefficients. In order to analyze the spatio-temporal coordination of the relative orientations of the body segments, PCA was applied to the covariance matrix of the


segmental orientations. To analyze the dimensionality of the segmental AM contributions, PCA was applied to the covariance matrix of the AM components parallel to the walking direction, i.e.


the direction causing the rotation of the body segments in the frontal plane. In order to reduce the variability across study participants, the AM contributions were represented in


dimensionless form prior to PCA. For this purpose, they were normalized with respect to the product between the participant’s body mass (kg), walking speed (m/s) and body height (m). The


covariance matrix was used instead of the correlation matrix to avoid any amplitude normalization of the signals from different orientations or body segments. Subsequently, only the minimum


number of components was retained that was sufficient to account for at least 95% of the total variance (VAF)41. A VARIMAX rotation was applied to the retained components to simplify the


interpretation of the factors42. The direct effect of the VARIMAX rotation was a sparsification of the components, making the elements of each component very small or zero. The fewer


elements of the components are different from zero, the easier it is to provide a functional interpretation of the components. To quantify the level of sparseness for each rotated factor,


Hoyer’s index was used43. More specifically, sparsity was defined as follows: $${\rm{Sparsity}}=(\sqrt{N}-{\ell }_{1}/{\ell }_{2})\cdot {(\sqrt{N}-1)}^{-1},$$ (3) where _N_ indicates the


number of elements in each component (here _N = _14 for both segmental orientations and AM contributions) and \(\ell \)1 and \(\ell \)2 indicate the 1-norm and the 2-norm, respectively. This


measure varies between 0 and 1, where zero means that the factor is not sparse, and 1 signifies the maximum level of sparsity, where only one element of the factor is different from zero.


SIMILARITY BETWEEN COMPONENTS In order to assess similarity between different principal components associated with different axes, different participants, or the 2 types of trials


(successful versus unsuccessful), a similarity measure _S_ was computed for all possible pairings. To obtain the similarity _S_, the corresponding scalar product was computed after the


components were normalized with respect to their norms. Thus, given 2 principal components U and V, their similarity was defined as follows: $${S}=\frac{{\bf{u}}\cdot {\bf{v}}}{\Vert


{\bf{u}}\Vert \Vert {\bf{v}}\Vert }$$ (4) where \(\Vert \cdot \Vert \) indicates the Euclidian norm. The index _S_ represents the cosine of the angles between the vectors identified by the 2


components. When the index is equal to 1, the components are proportional to each other, while _S_ = 0 implies that they are orthogonal. The index _S_ is equivalent to the uncentered


Pearson correlation coefficient. The principal components of this first best-matching pair were then removed from the corresponding sets and the procedure was repeated for the second-best


matching pair, and so forth. This procedure was iterated until all components had been matched. The computation of the similarity _S_ between 2 sets of components provided a quantitative


assessment of the extent to which the patterns of covariation of the segmental orientations or segmental AM contributions relative to 2 axes, 2 participants, or successful or unsuccessful


trials differed from each other. CROSS-VALIDATION A cross-validation procedure was performed to assess the extent to which the organizations of the relative orientations of the body segments


and of the AM identified by PCA were invariant across participants or successful or unsuccessful trials. Each set of principal components identified in one participant or in one type of


trial was used to reconstruct the data from the other participants by least-square approximation. The goodness of reconstruction was quantified in terms of variance accounted for. The


goodness-of-fit measures were averaged across all pairings between participants to obtain a single reproducibility score. We also computed the extent to which head, trunk, arms and legs


contributed separately to the total AM. Their contributions were quantified in terms of percentage of variance accounted for. STATISTICAL ANALYSIS Mean and standard deviation were used to


summarize the data. The similarity between 2 time series was quantified by computing the corresponding centered Pearson’s correlation coefficient _R_. The amplitudes of temporal signals were


characterized by computing the corresponding root mean square values RMS. A Welch t-test was applied to compare RMS values of medio-lateral velocity across participants and trials, i.e.


with unequal and different sample sizes. A multiple regression analysis was conducted to test whether COM-stability in the ML plane (quantified by VCOMRMS), the type of trial


(successful/unsuccessful) and their interaction predicted the RMS value of the scaling coefficient associated with one principal component (the one associated with the trunk segment and


obtained from the AM computed with respect to the trunk). DATA AVAILABILITY The data that support the findings of this study are available from the authors of the article. Restrictions apply


to the general availability of these data, which were used under license for the current study, and so are not publicly available. However, data are available from the authors upon


reasonable request. CHANGE HISTORY * _ 18 APRIL 2018 A correction to this article has been published and is linked from the HTML and PDF versions of this paper. The error has been fixed in


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ACKNOWLEDGEMENTS The research received funding from the European Union Seventh Framework, Koroibot FP7-ICT-2013-10/611909; DFG GI 305/4-1, DFG GZ: KA 1258/15-1; FP7-PEOPLE-2011-ITN (Marie


Curie): ABC PITN-GA-011-290011, CogIMon H2020 ICT-23-2014/644727, HFSP RGP0036/2016. Enrico Chiovetto was supported by the Institutional 431 Strategy of the University of Tübingen (Deutsche


Forschungsgemeinschaft, ZUK 63). Dagmar Sternad was supported by the National Institutes of Health R01-HD087089, R01-HD081346, and the National Science Foundation NSF-NRI-1637854,


NSF-EAGER-1548514, and NSF-CRCNS-1723998. Dagmar Sternad and Meghan Huber were also supported by the Max Planck Institute for Intelligent Systems, Tübingen, Germany. We acknowledge also


support by the Deutsche Forschungsgemeinschaft and the Open Access Publishing Fund of University of Tübingen. We thank Prof. Stefan Schaal and Dr. Ludovic Righetti, Max Planck Institute for


Intelligent Systems, Autonomous Motion Department, for helpful discussions. We also thank Prof. Neville Hogan for useful comments on earlier versions of the manuscript. AUTHOR INFORMATION


AUTHORS AND AFFILIATIONS * Section for Computational Sensomotorics, Department of Cognitive Neurology, Hertie Institute for Clinical Brain Research, Centre for Integrative Neuroscience,


University Clinic Tübingen, Tübingen, Germany Enrico Chiovetto & Martin A. Giese * Department of Mechanical Engineering, Massachusetts Institute of Technology, Cambridge, Massachusetts,


USA Meghan E. Huber * Departments of Biology, Electrical and Computer Engineering, Physics, and Physical Therapy, Movement Science and Rehabilitation, Northeastern University, Boston,


Massachusetts, USA Dagmar Sternad Authors * Enrico Chiovetto View author publications You can also search for this author inPubMed Google Scholar * Meghan E. Huber View author publications


You can also search for this author inPubMed Google Scholar * Dagmar Sternad View author publications You can also search for this author inPubMed Google Scholar * Martin A. Giese View


author publications You can also search for this author inPubMed Google Scholar CONTRIBUTIONS All authors conceived and designed the experiments. E.C. and M.H. carried out the experiments.


E.C. analyzed the data and drafted the manuscript. All authors discussed the results and implications. E.C., D.S. and M.G. wrote the final version of the manuscript. CORRESPONDING AUTHOR


Correspondence to Enrico Chiovetto. ETHICS DECLARATIONS COMPETING INTERESTS The authors declare that they have no competing interests. ADDITIONAL INFORMATION PUBLISHER'S NOTE: Springer


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angular momentum during walking on a narrow beam. _Sci Rep_ 8, 95 (2018). https://doi.org/10.1038/s41598-017-18142-y Download citation * Received: 21 July 2017 * Accepted: 06 December 2017 *


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