
Five key attributes can increase marine protected areas performance for small-scale fisheries management
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ABSTRACT Marine protected areas (MPAs) have largely proven to be effective tools for conserving marine ecosystem, while socio-economic benefits generated by MPAs to fisheries are still under
debate. Many MPAs embed a no-take zone, aiming to preserve natural populations and ecosystems, within a buffer zone where potentially sustainable activities are allowed. Small-scale
fisheries (SSF) within buffer zones can be highly beneficial by promoting local socio-economies. However, guidelines to successfully manage SSFs within MPAs, ensuring both conservation and
fisheries goals, and reaching a win-win scenario, are largely unavailable. From the peer-reviewed literature, grey-literature and interviews, we assembled a unique database of ecological,
social and economic attributes of SSF in 25 Mediterranean MPAs. Using random forest with Boruta algorithm we identified a set of attributes determining successful SSFs management within
MPAs. We show that fish stocks are healthier, fishermen incomes are higher and the social acceptance of management practices is fostered if five attributes are present (i.e. high MPA
enforcement, presence of a management plan, fishermen engagement in MPA management, fishermen representative in the MPA board, and promotion of sustainable fishing). These findings are
pivotal to Mediterranean coastal communities so they can achieve conservation goals while allowing for profitable exploitation of fisheries resources. SIMILAR CONTENT BEING VIEWED BY OTHERS
FACTORS INFLUENCING COMPLIANCE OF CLOSED FISHING SEASON: LESSONS FROM SMALL-SCALE COASTAL FISHERIES IN THE CENTRAL REGION OF GHANA Article Open access 17 January 2023 A META-ANALYSIS REVEALS
EDGE EFFECTS WITHIN MARINE PROTECTED AREAS Article 05 July 2021 PROTECTING NURSERY AREAS WITHOUT FISHERIES MANAGEMENT IS NOT ENOUGH TO CONSERVE THE MOST ENDANGERED PARROTFISH OF THE
ATLANTIC OCEAN Article Open access 12 November 2020 INTRODUCTION Across the globe marine fisheries employ 200 million people and provide a primary source of food for one billion people1. The
importance of fish as food and for jobs has resulted in long-term overfishing of global fish stocks. Currently, 77% of global fish stocks are overfished and this is predicted to increase to
88% by 20502,3. The primary consequences of overexploitation are (i) severe environmental impact (from single stocks to ecosystems)4 and (ii) substantial public subsidies for the
continuation of the fisheries because of their serious socio-economical underperformance5. Overfishing leads to a classic “lose-lose” system where ecosystems, economies and the social
well-being of people are negatively affected1. However, the implementation of fisheries management strategies has resulted in some fish stocks showing encouraging signs of rebuilding6.
Further benefits are expected if additional management reforms to global fisheries are applied. Some ‘best case’ scenarios suggest that 98% of fish stocks can be rebuilt by 2050 if adequate
reform is enacted quickly2. Despite the variety of fisheries management strategies, traditional single-species management strategies are often employed for large-scale fisheries7.
Single-species management strategies are inadequate for small-scale fisheries (SSF) where the gear and the target species can be temporally and spatially changing. Moreover, due to the
complexity of these fisheries, data are generally missing8. The limited available data on SSF suggest that 44–60% are overexploited with predictions of the future being unfavorable6. The
overexploitation of SSF is of critical concern because they represent about 20% of global catches9 and play a direct role in securing food and livelihoods for coastal communities10. SSFs
globally are responsible for half of the catches intended for human consumption and, compared to industrial fisheries, offer more equitable economic and social benefits (e.g., higher
employment) to stakeholder communities11. However, only recently governments and international organisations (e.g., FAO) have recognised the important contribution of SSF to poverty
alleviation, food security and the sustainable blue-economy10,12. The failure of current practices to adequately manage fisheries has led to the “Ecosystem Approach to Fisheries (EAF)”13,
aiming to balance ecosystem health with socio-economic needs. EAF has been identified as the guiding principle to reach sustainability in SSF10, while marine protected areas (MPAs) are
considered one of EAF’s important elements14. In the last decade, the rapid pace of MPA creation has led to 12,000 MPAs and 12 million km2 of protected ocean, globally15. MPAs are generally
multiple-use areas aiming to protect natural populations, ecosystems and the goods and services they provide to society16. In concert with protection, MPAs can potentially enhance local
fisheries17, in particular SSFs, and promote local socio-economies through sustainable development. More than 18% of global MPAs contain both no-take zones (NTZ), where all extractive
activities are forbidden and where the focus is on conservation, and buffer zones (BZ), where SSF and other potentially sustainable activities are allowed18. The proportion of MPAs
containing both NTZ and BZ can be higher in locations where high human densities result in intense use of the sea. A primary example of this is the Mediterranean Sea where about 92% of MPAs
contain both NTZ and BZ19. MPAs have been proven an effective tool to achieve conservation goals by allowing the recovery of marine populations and ecosystems20,21,22. However, the role of
MPAs in providing fisheries benefits is still debated because the results are often context-dependent23,24. Although MPAs are not always a ‘one-size-fits-all’ solution24,25, the benefits of
MPAs to SSFs can be substantial since they protect fish stocks in the NTZ and can promote density dependent spill-over processes19,26 enhancing fisheries catches in the BZ and outside the
MPAs24,27,28. MPAs could also play a crucial role in SSF management. Being a spatially explicit conservation/management tool, MPAs make it easier for decision-making systems to cope with the
patchy and heterogeneous nature of SSF fisher communities by allowing for the implementation of fisheries regulations that address needs at a localised scale. Furthermore, MPAs provide
opportunities to test fishing management practices aimed at sustainability (e.g., fishermen engagement in management29). The use of MPAs can potentially create a “win-win” situation where
the challenges of conservation and SSF management can be resolved in parallel5,28,30. However if benefits are over-stated and expectation are not reached, negative stakeholder attitude can
reduce compliance creating a negative cycle that further impairs the performance of MPAs31. Therefore it is crucial to identify and highlight the characteristics (e.g. environmental,
economic and social attributes) that underline success of SSFs management within MPAs, and leading to a win-win scenario. The management of SSFs within MPAs has received little attention in
the scientific literature. Subsequently, little is known of the characteristics that lead to a successful SSF-MPA partnership. Studies on the performance of MPAs generally focus on either
conservation (reserve effects20,21,22) or fishery management (enhanced fishery yields24,27,32) independently, neglecting to consider MPAs, SSF and fishing resources as complex
socio-ecological system (SES) that integrates both natural and human components33,34. There are, however, a few exceptions within a tropical context where SSF and fishing resources are
analysed in a SES-framework35,36. To address this gap in the literature, we identify key characteristics associated with successful SSFs management in Mediterranean MPAs by assembling a
unique database of peer-reviewed literature, grey-literature and a set of interviews across 25 MPAs. These MPAs span five countries, cover approximately 3,160 km2 and harbour more than 1,000
SSF vessels (Fig. 1, Supplementary Table S1). Small-scale fisheries are fundamental to the economies and societies of the Mediterranean Sea where they employ more than 137,000 fishermen37.
Although there exists a relatively high number of MPAs in the Mediterranean Sea19 (170), 85% of fish stocks are overfished38 suggesting that traditional fisheries management has been
ineffective38,39. The MPAs included in this study are distributed along the central-north region of the Mediterranean basin and they encompass a variety of environmental (i.e. they are
located in 4 different ecoregions), management (i.e. MPA size, fishing restrictions, enforcement level, level of fishermen engagement into management) and socio-economic (i.e. countries,
presence of a leader among fishermen, fishermen grouped in associations) conditions. Therefore, our findings are relevant throughout the central-north Mediterranean Sea where 96% of all the
Mediterranean MPAs are located19. We followed Ostrom’s framework33 to identify characteristics of SES and define the success34 of SSF management in MPAs. Specifically, for each MPA we
extracted a set of predictive variables (i.e. attributes) that describe multiple aspects of SSFs management (see Supplementary Table S2 for a full list and description). Additionally, we
identified responses, or outcomes (Table S2), that cover ecological, social and economic aspects of SSF management, a common practice when assessing variables that affect successful
management of common pool resources35,40,41. The outcomes included: a) ecological effectiveness (i.e., fish assemblages with higher density/biomass within an MPA compared to unprotected
areas), b) economic benefits for fishermen (i.e., higher incomes when fishing within the MPA buffer zone compared to outside) and c) the commitment of fishermen to the environment (i.e.,
fishermen comply with MPAs rules and participate to research and environmental programs). The three outcomes, defined on a binary scale denoting presence or absence (1 or 0 respectively),
were added to build a compound score34 termed ‘overall management success (OMS)’. OMS ranges from 0 to 3, or from total failure to high success, and captures the well-being of SSF coastal
system, including both human and non-human elements. Finally, we assessed the strength and significance of the correlative relationships between the OMS, the three outcomes, and the set of
attributes in order to highlight the circumstances that determine successful win-win management. RESULTS AND DISCUSSION Sixty-four percent of MPAs showed ecological effectiveness, 68% showed
economic benefits for fishermen and 60% showed commitment of fishermen to the environment (hereinafter “fishermen environmental commitment”). Overall, 40% of MPAs were highly successful
(OMS = 3). Given the substantial proportion of unsuccessful MPAs (36% with OMS = 0 or 1), we highlight that establishing MPAs _per se_ does not suffice to solve ecological, economic and
social challenges related to SSF management. When the goals of an MPA are not met, and the potential benefits are not obtained, stakeholder’s support towards MPAs can be negatively
influenced, potentially leading to a negative attitude and reduction in compliance31. This study identified key attributes of MPA and SSFs that can achieve conservation goals while at the
same time maintaining profitability in SSFs. These attributes can also drive Blue Growth (i.e. sustainable ocean-based economy) and contribute positively to targets required at the
international level10,12. The identification of key attributes is particularly crucial considering the number of underperforming MPAs22. Using random forests42 and the Boruta add-on
algorithm43 we highlight that the five most important attributes that significantly affect the OMS are: (1) _MPA enforcement_, (2) _fishermen engagement into MPA SSF management,_ (3)
_presence of fishermen within the management board_, (4) _presence of an incentive promoting sustainable fishing_, (5) the _existence of a management plan for SSF_ (Fig. 2). _HDI_ (_Human
Development Index_; a proxy for country development) also contributed significantly in determining OMS and was ranked as the sixth most important attribute. The average Relative Importance
(RI) of _HDI_ was closer to the two tentative attributes (i.e., the _portion of each MPA covered by no-take zone_ and the _restriction of fishing rights exclusive_) than to the other five
confirmed attributes. Likewise, _HDI_ average RI was lower than the lowest RI of the first five attributes. Unlike the first five confirmed attributes, _HDI_ cannot be altered by MPA
management bodies to reach successful management of SSFs. Because _HDI_ is beyond the control of management boards and its low RI, we do not include _HDI_ in the pool of the key attributes
that can increase marine protected area performance for small-scale fisheries management. When focusing on the effect of the attributes on each outcome, it is clear that significant
attributes differ depending on the focus outcome (Fig. 2), reinforcing the concept that fisheries and MPAs are complex SES33,34,44. Given this complexity, management must address problems
related not only to the resources themselves, but also to the stakeholders targeting them. _MPA enforcement_ was identified as the attribute with the highest RI. Specifically, OMS is higher
in MPAs with high _enforcement_ than in MPAs with low or medium _enforcement_ (Fig. 3), with a similar pattern for each of the three single outcomes. It is generally well-known that the
cessation of poaching because of high enforcement has ecological benefits21,22 because fish communities and populations are able to thrive. Nevertheless, the strong relationship between high
_enforcement_ and fishermen incomes, fishermen environmental commitment and OMS suggests an important role of _enforcement_ not only in ecology, but also on economic and social aspects.
These relationships suggest that the ecological benefits determined by high enforcement (i.e. increase in fish density/biomass within the MPA) most likely translate into economic benefits
for fishermen via spill-over processes26 enhancing fisheries catches in the buffer zones. Subsequently, the perceived economic benefits by the fishermen contribute to increased compliance by
the fishermen. In the past, increasing the level of enforcement was demanding on the finances and resources of an MPA’s management body, especially when an MPA covers a large area. However
achieving higher enforcement has become easier given the low cost of new technologies, such as unmanned aerial vehicles (i.e. conservation drones), and automatic ship identification systems
(AIS)45. If MPAs are to combat the poaching and illegal fishing that accounts for a loss of US$10–23 billion46 globally, and a loss of more than 27000 jobs (i.e. 13% of total fisheries
employment) in Europe47, there is a strong need for MPAs to develop strategies aimed at ensuring high enforcement. _Fishermen engagement into MPA SSF management_ was highlighted as the
second most relevant (in terms of RI) attribute affecting OMS. Specifically, MPAs that actively engage fishermen within SSF management display a higher OMS than MPAs where fishermen have a
marginal or passive role (Fig. 3). Likewise, the _presence of fishermen within the management board_ (ranked as third most important attribute) is associated with successful SSF management.
Our results agree with previous studies suggesting that participation of local users in the management of common pool resources is associated with positive outcomes40,41. In addition, we
note the significant role of _fishermen engagement_ in determining fishermen environmental commitment. This suggests that user participation in management can lead to perceived legitimacy of
MPA management, a step crucial in determining user compliance40. Compliance can thus be related to a range of contextual conditions and processes, rather than just to the level of
enforcement44. However, despite the positive influence of _fishermen engagement_ in SSF management, only 60% of MPAs actively engage fishermen, and only 52% of MPAs examined had a fishermen
representative on the management board (Supplementary Table S2). In our study, compliance of local professional fishermen partially determines the measure of fishermen environmental
commitment and OMS (see Supplementary methods). The significant correlation between fishermen environmental commitment and _enforcement_, and OMS and _enforcement_, can therefore be expected
assuming that enforcement results in compliance. However, factors regulating compliance are highly complex31,44,48 with a limited effect of enforcement44,49, contradicting classical
deterrence theory. These results suggest that if stakeholders are not engaged in the management process, more surveillance and enforcement could result in a negative attitude of stakeholders
toward the MPA. This, in turn, would further distance MPA managers from stakeholders, potentially resulting in law infringements by local fishermen. In contrast, when fishermen are involved
in management they feel that enforcement safeguards their rights, resulting in informal commitment of fishermen to sustainable SSF practices. In our case studies, formal and informal
participation of fishermen in rulemaking and on MPA management boards likely leads to perceived legitimacy50 of SSF resulting in successful outcomes. Similar results have been seen in
forestry where the participation of local forest users in forestry rulemaking resulted in higher tree species richness and increase in subsistence livelihoods40. However, understanding the
causal mechanisms underlying the fisher-manager-enforcement relationship requires further work and goes beyond the scope of this paper. Nonetheless our findings clearly support a
participatory and decentralised governance in fisheries12, and highlight, for the first time, that informal fishermen engagement in the Mediterranean can mimic the benefits of co-management
seen in other regions34,35. This evidence is particularly relevant considering that in the Mediterranean, strong state–federal governance frameworks and institutional arrangements represent
major barriers to formal power sharing between public authorities and stakeholders (i.e. co-management)51. The _presence of SSF management plans_ has a clear positive effect on OMS (Fig. 3).
Despite this, 32% of the investigated MPAs did not have a SSF management plan (Supplementary Table S2) suggesting a need for wider implementation, and to develop plans that specifically
address fisheries management with an emphasis on the participatory processes. Management plans can be formal or informal arrangements between MPA management body and fishermen, but they
should detail the agreed objectives of the fishery and specify the management rules and regulations. Management plans should also contain a strategy aimed at promoting either traditional or
novel mechanisms toward sustainable SSF. This is particularly relevant considering that MPAs that allow and promote sustainable SSF through labelling and awareness campaigns are associated
with high OMS (Fig. 3). This highlights the potentially rewarding “marriage” between SSFs within MPAs and ecolabeling52, contradicting the widely criticised bias of sustainable fisheries
initiatives against SSF11,52,53. This bias occurs because the development of eco-labels for SSF is generally limited by costs that are not manageable within SSF communities11,52. However,
these costs could be reduced by capitalising on routine data collection, assessment and management activities already carried out in well-managed MPAs. The low but statistically significant
RI of _HDI_ points out that successful management is more difficult to achieve in low HDI countries (Fig. 3). A lack of funding dedicated to MPAs most likely impedes effective enforcement
while at the same time not allowing for programmes that engage fishermen into MPA SSF management, nor the ability to promote sustainable SSF. This drawback should be duly acknowledged given
the high number of countries (both in the Mediterranean and globally) that fall within the low HDI range. Evidence within the literature concerning the role of HDI status affecting SES
management is inconsistent. Some studies suggest a negligible role of HDI status34 while others indicate that high HDI values are associated with greater management success41. Reasoning
behind this mismatch is complex and can be related to social and/or political situations, and are therefore difficult to generalise. The results for the role of _portion of each MPA covered
by no-take zone_ and _only local fishermen allowed_ (operated in 60% of the MPAs investigated in this study, see Supplementary Table S2) were inconclusive but their RI in determining OMS was
similar to the value of HDI. Increasing the proportion of each MPA covered by a no-take zone could provide both ecological and socio-economic benefits. Larger no-take zones protect a larger
portion of fish stocks and promote density dependent spill-over processes26 thus enhancing fisheries catches in the buffer zones17,24,54. On the other hand restrictions granting fishing
rights exclusively to local fishermen could provide additional benefits and increase OMS. From this perspective combining Territorial Use Rights for Fisheries (TURFs) with MPAs could further
increase the perceived legitimacy of management decisions by providing fishermen with “ownership” of local fisheries resources. Examples of benefits related to TURFs are available
globally55, however this management tool remains largely under-utilised in the Mediterranean. Interestingly, _leadership among fishermen_ was not a determinant to successful management of
SSF. This is in contrast with results from fisheries of other regions34 and also seems counterintuitive given the need for fishermen engagement. The presence of a leader among fishermen can
potentially facilitate dialogue between fishermen and MPA management bodies, therefore enhancing fishermen engagement into SSF management. However, inconsistency in our results could be
specific to MPAs where management bodies can catalyse the action of the fishermen community toward support in management, mimicking the role usually acted by fishermen leaders. Highly
successful MPAs (i.e. OMS = 3) show high similarity in the five most important attributes (as denoted by their clear grouping in Factor Analysis of Mixed Data; Fig. 4) with moderate
correlations among four attributes (i.e. _fishermen engagement, presence of fishermen in management board, presence of a management plan_ and _presence of activity promoting sustainable
fisheries_) (Supplementary Figure S1). Conversely, MPAs with lower OMS have large variability in conditions determining their lack of success. This suggests that a wide range of conditions
can result in unsuccessful/moderately successful SSF management in MPAs, while a very specific combination of circumstances can determine successful cases. Because success in our study cases
was determined mainly by five shared attributes, and few studies had subsets of these five attributes, we are unable to determine if subsets would result in successful SSF-MPA management.
However, the presence of these five attributes may be inherent of MPA management (e.g. promotion activities of sustainable fisheries is likely to be supported when a management plan is in
place and fishermen are engaged) where good practices can facilitate the onset of other good practices. To quantify tangible benefits delivered by successful MPAs, we collected extensive
field data at one successful case study (Torre Guaceto MPA, Italy) by using underwater visual census and monitoring of SSF catch landings. At this MPA, four of the five key attributes have
been implemented except for _presence of a fishermen representative_ on the MPA management board. At Torre Guaceto the implementation of these four key attributes led to: a (i) 428% increase
in total fish biomass in NTZ compared to external, unprotected areas, (ii) 128% increase in fishermen revenues when they operate within the MPA buffer zone compared to fishing outside the
MPA, and (iii) dramatic increase in the commitment of local fishermen to environmental issues (i.e. the number of fines for illegal fishing after MPA establishment dropped to nearly zero
after the implementation of the key features. Furthermore, the fishermen now participate in research and environmental programs). Single-species management strategies generally employed for
large-scale fisheries7 are not suited for the dynamic context of SSFs. However, alternative management strategies for SSF have been missing because successful examples were yet to be
characterised. Here, we identify five key attributes that are suitable to manage SSFs. Significant economic and social commitments are required to implement the key attributes we have
highlighted. Nevertheless, these commitments can be mitigated in part by implementing SSFs within an MPA framework. If successful, the benefits can be considerable for local coastal
communities via increased revenue, they can achieve conservation goals and finally, they can maintain profitable exploitation of SSF resources. Products coming from successfully managed SSFs
within MPAs would allow managers and policy-makers to satisfy the growing public demand for responsible seafood consumption11,52. Although SSF-MPA systems are highly complex, the large
range of socio-ecological conditions we examined make it likely that our key attributes could prove beneficial to SSF in other geographical locations in the Mediterranean Sea. Therefore, we
can suggest that the allocation of some public expenditures from current fisheries subsidies (globally accounting for more than 30 billion US$/year56) to actions aimed at setting key
attributes in MPAs (e.g. effective patrolling, stakeholders capacity building) will produce substantial ecological, economic and social benefits to society. METHODS DATABASE COMPILATION We
use the term MPA _sensu lato_ to define any marine area where human activities are restricted for conservation and/or management purposes, and that generally embed no-take zones into buffer
zones. Furthermore, we made no distinction based on MPA legal status (e.g. national park, regional MPA, marine reserve etc.). However because a considerable part of the information gathered
for each MPA had to be provided by MPA managers, we restricted our investigation to Mediterranean MPAs that have a management body. This criterion excluded a large proportion of MPAs
belonging to the Natura 2000 network although many are in the process of establishing a management body. This lead to 153 potential MPAs19. From the pool of possible MPAs, we randomly
selected 75, representing approximately half of all possible MPAs. Only half of the MPAs were selected because of the effort needed to contact each MPA management body (i.e. multiple direct
contacts via e-mail and/or phone calls with MPAs’ managers). Also by selecting only half of the possible MPAs, we were able to maximise the data gathered for each MPA. Information about each
MPA was obtained through multiple sources. These included: (1) questionnaires emailed to MPAs managers and scientists, (2) review of international ISI scientific literature, (3) review of
studies published on a national/local level and (4) review of grey literature and unpublished studies (e.g. project report) (see Supplementary Methods for a detailed description of data
gathering procedure). Of the 75 randomly selected MPAs, 34 MPAs replied to the questionnaire. We therefore retained these 34 in our study while all the others were discarded due to a lack of
critical information specific to the study. At first we collected information on the largest number of attributes possible in order to thoroughly describe a range of differing management
and social situations. However some attributes were removed because exhaustive data (e.g. about fishing effort, number of hours of surveillance, MPA funds for surveillance) could not be
obtained or they had low relative discriminating power among the MPAs. For instance, when identifying the “multiple fishing gears allowed within the MPA”, the same score and/or category was
attributable to more than 95% of the MPAs considered. This procedure resulted in 20 attributes being included in the study (Supplementary Table 2). Outcomes were considered as three response
variable. They were: (1) ecological effectiveness, measured as an increase in fish density or biomass as a result of the implementation of the MPA or when compared with open access areas,
(2) fishermen incomes, measured as an income increase as a result of the implementation of the MPA or when compared with open access areas, and (3) fishermen environmental commitment,
measured as their commitment to MPA SSF management practices and participation to research and environmental programmes. These three outcomes were defined on a binary scale denoting presence
or absence (1 or 0 respectively) as done in Gutiérrez _et al_.34. This dichotomous coding scheme was chosen because the studies had differing techniques and sampling schemes, and a lack of
temporal series concerning the number of fines. These problems also prevented the estimation of a response ratio for each of the three outcomes. However this coding schema is fully suitable
to identify the attributes significantly contributing to successful management of SSF in MPAs that represented the aim of our study34. Ecological effectiveness and fishermen incomes were
based on a review of the scientific and grey literature as well as reports from the management bodies of the MPA. In a few cases the status was determined from our own unpublished results.
Fishermen environmental commitment was determined by using information provided through questionnaires. For a detailed description of the rationale behind each outcome see the Supplementary
Methods. Information concerning at least two outcomes was missing from six MPAs and a further three forbid SSFs. These MPAs were removed from the analysis leading to a total of 25 MPAs being
investigated. Based on a sensitivity analyses, reported in Supplementary Methods and Supplementary Table S3, we assessed that our sample size (i.e. n = the number of marine protected areas
included in the present study) represented a replication level adequate to provide reliable estimation of the relevance of the attributes considered in determining overall success (see
Supplementary Methods and Supplementary Table S3). Finally, data were compiled for 23 variables (20 attributes and 3 outcomes) for each of the 25 MPAs where SSF were allowed within their
boundaries and for which evidences about at least 2 of the 3 outcomes were available. To assess the potential effect on our results of misreporting related to outcome and/or oversights of
useful literature, we performed a sensitivity analysis. This analysis showed that our data were highly robust to moderate miscoding of the three outcomes (see Supplementary Methods,
Supplementary Table S4 and Supplementary Figures S7–8). STATISTICAL ANALYSES This data matrix contained 575 cells of which 3.6% of the attributes and 6.7% of the outcomes contained missing
data. The missing data were compensated via missForest57, an iterative imputation method based on a random forest that can successfully impute missing values. The method uses
multicollinearity of surrounding cells, thus data were imputed separately for attributes and outcomes. This prevented circular reasoning and the introduction of spurious relationship between
attributes and outcomes. The overall management success score (OMS) was computed including the imputed (missForest) outcomes. We assessed the strength and significance of the correlative
relationships between the OMS, the 3 outcomes and the 20 attributes (i.e. predictors) by using random forests42 and the Boruta add-on algorithm43. The random forest method was suitable for
our dataset because it can cope with small sample sizes, a large number of predictors, complex interactions and highly correlated quantitative and/or qualitative attributes42. The strength
of correlative relationships between the outcomes and each attribute were indicated by the relative importance of each attribute to the predictive accuracy of the random forest. The
significance of these relationships was assessed with the Boruta algorithm. The Boruta algorithm tests the significance and predictive accuracy of each attribute by comparing the observed
score against a set the randomly permuted attributes (500 permutations across objects). Hence, this provides inference about the attribute importance, which may be either confirmed
(importance higher than random) or rejected (importance lower than random probes), although in some cases the attribute may be judged neither confirmed nor rejected and thus finally marked
as tentative43. The set of relevant attributes may contain correlated and redundant variables. Also, the correlation of the attribute with the outcomes does not imply causative relation; it
may arise when both are independently correlated with a third variable. The random forest algorithm implemented in the R package randomForest58 has three hyperparameters known to affect RF
model predictive accuracy and attribute importance estimates: (1) ntree, the number of trees grown, (2) mtry, the number of attribute randomly selected when growing one tree, and (3)
nodesize, the minimum size of terminal nodes. Therefore it is crucial to tune the three hyperparameters in order to optimise the RF model. To do so we followed the procedure described in
Supplementary Methods and Supplementary Figures S2–S5. Once the random forests were optimised and the significant, relevant, attributes were identified we assessed collinearity among the
eight most relevant attributes by using Kendall’s rank correlation coeffecient59. P-values under the null hypothesis of no association were obtained by normal approximation with continuity
correction59. In order to characterise the multivariate relationships among the eight attributes identified as important (i.e. the ones detected as significant and tentative) by Boruta (in
part collinear, Supplementary Figure S1), we carried out a Factor Analysis of Mixed Data (FAMD) by using the R package FactoMineR60. The eight most important attributes detected by Boruta
for OMS were used as active variables. The success score was added as a supplementary variable in order to appreciate the directionality of attributes effects. ADDITIONAL INFORMATION HOW TO
CITE THIS ARTICLE: Di Franco, A. _et al_. Five key attributes can increase marine protected areas performance for small-scale fisheries management. _Sci. Rep._ 6, 38135; doi:
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http://cran.r-project.org/web/packages/FactoMineR/FactoMineR.pdf. Download references ACKNOWLEDGEMENTS This research was carried out in the framework of FishMPABlue project
(http://mediterranean.panda.org/about/marine/marine_protected_area/fishmpablue_project/) funded by European Territorial Cooperation Programme “MED” 2007–2013 and co-financed by European
Regional Development Fund - ERDF, and of the MedPAN North project, under the supervision of WWF and the Port-Cros National Park and in coordination with the MedPAN association. We thank
Enric Sala, Patrick Christie, Ray Hilborn and one anonymous reviewer for their useful comments on the manuscript. AUTHOR INFORMATION Author notes * Present address: Muséum National
d’Histoire Naturelle, UMR BOREA, Station Marine de Dinard - CRESCO, 38 Rue du Port Blanc, 35800 Dinard, France. * Present address: Ministry of Agriculture, Livestock, Fisheries and Food
Government of Catalonia, 08029 Barcelona, Spain. AUTHORS AND AFFILIATIONS * Université Côte d’Azur, CNRS, FRE 3729 ECOMERS, Parc Valrose 28, Avenue Valrose, 06108, Nice, France Antonio Di
Franco, Pierre Thiriet, Patrice Francour, Jeremiah Plass-Johnson & Paolo Guidetti * Consorzio Interuniversitario per le Scienze del Mare, CoNISMa, Piazzale Flaminio 9, Rome, 00196, Italy
Antonio Di Franco, Marco Milazzo & Paolo Guidetti * WWF-MedPO, Via Po 25/c, Roma, 00198, Italy Giuseppe Di Carlo * Department of Marine Sciences, School of Environment, University of
the Aegean, Mytilini, Greece Charalampos Dimitriadis & Drosos Koutsoubas * National Marine Park of Zakynthos, Zakynthos, Greece Charalampos Dimitriadis * Food and Agriculture
Organization of the United Nations, Viale Delle Terme di Caracalla, Rome, Italy Nicolas L. Gutiérrez * IUCN Center for Mediterranean Cooperation, C/Marie Curie 22, Campanillas, 29590,
Málaga, Spain Alain Jeudy de Grissac & María del Mar Otero * DiSTeM—Department of Earth and Marine Sciences, University of Palermo, Via Archirafi 28, Palermo, 90123, Italy Marco Milazzo
* WWF-France 1 Carrefour de Longchamp, Paris, 75016, France Catherine Piante * WWF Mediterranean Programme, Barcelona, 08002, Spain Susana Sainz-Trapaga & Sergi Tudela * Federparchi –
Europarc Italy, Rome, Italy Luca Santarossa Authors * Antonio Di Franco View author publications You can also search for this author inPubMed Google Scholar * Pierre Thiriet View author
publications You can also search for this author inPubMed Google Scholar * Giuseppe Di Carlo View author publications You can also search for this author inPubMed Google Scholar *
Charalampos Dimitriadis View author publications You can also search for this author inPubMed Google Scholar * Patrice Francour View author publications You can also search for this author
inPubMed Google Scholar * Nicolas L. Gutiérrez View author publications You can also search for this author inPubMed Google Scholar * Alain Jeudy de Grissac View author publications You can
also search for this author inPubMed Google Scholar * Drosos Koutsoubas View author publications You can also search for this author inPubMed Google Scholar * Marco Milazzo View author
publications You can also search for this author inPubMed Google Scholar * María del Mar Otero View author publications You can also search for this author inPubMed Google Scholar *
Catherine Piante View author publications You can also search for this author inPubMed Google Scholar * Jeremiah Plass-Johnson View author publications You can also search for this author
inPubMed Google Scholar * Susana Sainz-Trapaga View author publications You can also search for this author inPubMed Google Scholar * Luca Santarossa View author publications You can also
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You can also search for this author inPubMed Google Scholar CONTRIBUTIONS A.D.F., P.F., C.P., L.S. and P.G. designed the study; A.D.F., M.M., L.S., M.O., S.S.T., C.P., D.K., C.D., S.T. and
P.G. collected data; A.D.F. and P.T. compiled the dataset and analyzed the data. A.D.F. and P.G. lead the writing. A.D.F., P.T., G.D.C., C.D., P.F., N.G., A.J.G., D.K., M.M., M.O., C.P.,
J.P.J., S.S.T., L.S., S.T. and P.G. discussed the results and participate in manuscript writing. ETHICS DECLARATIONS COMPETING INTERESTS The authors declare no competing financial interests.
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Reprints and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Di Franco, A., Thiriet, P., Di Carlo, G. _et al._ Five key attributes can increase marine protected areas performance for
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